

Feb 5 (Reuters) - China granted $2.54 billion of combined quotas to foreign institutional
investors in January, allowing them to buy Chinese stocks and bonds.
The quotas, under the Qualified Foreign Institutional Investor (QFII) scheme, were awarded
to overseas institutions including JPMorgan Asset Management Taiwan and APS Asset Management Pte
Ltd. Middle East sovereign wealth funds ABU Dhabi Investment Authority and Kuwait Investment
Authority were given additional quotas.
China has been stepping up its effort in handing out QFII quotas, with an aim of adding
depth and stability to this financial markets. It handed out a record $6.6 billion in quotas in
the fourth quarter of 2012.
(* denotes changes)
No. QFII Name Obtained QFII Status Quota
1 UBS AG 5/23/2003 790
2 Nomura Securities Co.,Ltd. 5/23/2003 350
3 Morgan Stanley & Co. International 6/5/2003 600
Limited
4 Citigroup Global Markets Limited 6/5/2003 550
5 Goldman, Sachs & Co. 7/4/2003 300
6 Deutsche Bank Aktiengesellschaft 7/30/2003 600
7 The Hong Kong and Shanghai Banking 8/4/2003 600
Corporation Limited
8 ING Bank N.V. 9/10/2003 400
9 JPMorgan Chase Bank, National 9/30/2003 400
Association
10 Credit Suisse (Hong Kong) Limited 10/24/2003 500
11 Standard Chartered Bank (Hong Kong) 12/11/2003 175
Ltd
12 Nikko Asset Management Co.,Ltd. 12/11/2003 450
13 Merrill Lynch International 4/30/2004 500
14 Hang Seng Bank Limited 5/10/2004 150
15 Daiwa Securities Capital Markets 5/10/2004 50
Co.,Ltd.
16 Lehman Brothers International 7/6/2004 200
(Europe)
17 Bill & Melinda Gates Foundation 7/19/2004 300
18 INVESCO Asset Management Limited 8/4/2004 350
19 The Royal Bank of Scotland N.V. 9/2/2004 175
20 Soci??t?? G??n??rale 9/2/2004 250
21 Barclays Bank PLC 9/15/2004 600
22 Commerzbank AG 9/27/2004 325
23 Fortis Bank NV-SA 9/29/2004 500
24 BNP Paribas 9/29/2004 200
25 Power Corporation of Canada 10/15/2004 50
26 Credit Agricole Corporate and 10/15/2004 75
Investment Bank
27 Goldman Sachs Asset Management 5/9/2005 500
International
28 Martin Currie Investment Management 10/25/2005 120
Ltd
29 Government of Singapore Investment 10/25/2005 1000
Corporation Pte Ltd
30 PineBridge Investment LLC 11/14/2005 150
31 Temasek Fullerton Alpha Investments 11/15/2005 1000
Pte Ltd
32 JF Asset Management Limited 12/28/2005 375
33 The Dai-ichi Life Insurance 12/28/2005 250
CompanyLimited
34 DBS Bank Ltd 2/13/2006 100
35 AMP Capital Investors Limited 4/10/2006 500
36 The Bank of Nova Scotia 4/10/2006 150
37 KBC Financial Products UK Limited 4/10/2006 20
38 La Compagnie Financiere Edmond de 4/10/2006 200
Rothschild Banque
39 Yale University 4/14/2006 150
40 Morgan Stanley Investment Management 7/7/2006 450
Inc.
41 Prudential Asset Management 7/7/2006 300
(Hongkong) Limited
42 Stanford University 8/5/2006 100
43 GE Asset Management Incorporated 8/5/2006 300
44 United Overseas Bank Limited 8/5/2006 50
45 Schroder Investment Management 8/29/2006 425
Limited
*46 HSBC Global Asset Management (Hong 9/5/2006 432
Kong) Limited
47 Mizuho Securities Co.,Ltd 9/5/2006 50
48 UBS Global Asset Management 9/25/2006 250
(Singapore) Ltd
49 Sumitomo Mitsui Asset Management 9/25/2006 350
Company, Limited
50 Norges Bank 10/24/2006 1000
51 Pictet Asset Management Limited 10/25/2006 100
52 The Trustees of Columbia University 3/12/2008 100
in the City of New York
53 Prudential Asset Management Co.,Ltd. 4/7/2008 0
54 Robeco Institutional Asset management 5/5/2008 235
B.V.
55 State Street Global Advisors Asia 5/16/2008 50
Limited
56 Platinum Investment Company Limited 6/2/2008 150
57 KBC Asset Management N.V. 6/2/2008 210
58 Mirae Asset Global Investments Co., 7/25/2008 250
Ltd.
59 ACE INA International Holdings, Ltd. 8/5/2008 150
60 Caisse de d??pt et placement du Qu??bec 8/22/2008 200
61 President and Fellows of Harvard 8/22/2008 200
College
62 Samsung Investment Trust Management 8/25/2008 450
Co., Ltd.
63 AllianceBernstein Limited 8/28/2008 150
64 Oversea-Chinese Banking Corporation 8/28/2008 150
Limited
65 First State Investment Management 9/11/2008 220
(UK) Limited
66 DAIWA Asset Management Co. 9/11/2008 200
67 Shell Asset Management Company B.V. 9/12/2008 0
68 T. Rowe Price International, Inc. 9/12/2008 110
69 Credit Suisse AG 10/14/2008 300
70 UOB Asset Management Ltd 11/28/2008 50
*71 ABU Dhabi Investment Authority 12/3/2008 1000
72 Allianz Global Investors Luxembourg 12/16/2008 200
S.A.
73 Capital International, Inc. 12/18/2008 100
74 Mitsubishi UFJ Morgan Stanley 12/29/2008 100
Securities Co., Ltd.
75 Hanwha Investment Trust Management 2/5/2009 238
Co., Ltd.
76 Emerging Markets Management, L.L.C. 2/10/2009 50
77 DWS Investment S.A. 2/24/2009 200
78 The Korea Development Bank 4/23/2009 150
79 Woori Bank Co., Ltd 5/4/2009 50
80 Bank Negara Malaysia 5/19/2009 400
81 Lloyd George Management (Hong Kong) 5/27/2009 50
Limited
82 Templeton Investment Counsel, LLC 6/5/2009 300
83 BEA Union Investment Management 6/18/2009 100
Limited
84 The Sumitomo Trust & Banking Co., 6/26/2009 50
Ltd.
85 Korea Investment Trust Management 7/21/2009 200
Co., Ltd
86 Baring Asset Management Limited 8/6/2009 200
87 Ashmore Investment Management Limited 9/14/2009 350
88 BNY Mellon Asset Management 11/6/2009 150
International Limited
89 Manulife Asset Management (Hong Kong) 11/20/2009 300
Limited
90 Nomura Asset Management CO., LTD 11/23/2009 350
91 Tongyang Asset Management Corp. 12/11/2009 70
92 Royal Bank of Canada 12/23/2009 100
93 Aviva Investors Global Services 12/28/2009 100
Limited
94 Ivy Investment Management Company 2/8/2010 100
95 DIAM Co., Ltd. 4/20/2010 100
96 OFI Asset Management 5/21/2010 150
97 Aberdeen Asset Management Asia 7/6/2010 200
Limited
98 KB Asset Management Co., Ltd. 8/9/2010 200
99 Fidelity Investments Management (Hong 9/1/2010 300
Kong) Limited
100 Legg Mason Investments (Europe) 10/8/2010 100
Limited
101 Hong Kong Monetary Authority 10/27/2010 1000
102 Fubon Securities Investment Trust Co. 10/29/2010 250
Ltd.
103 Capital Securities Investment Trust 10/29/2010 100
Corporation
104 BMO Investments Inc. 12/6/2010 100
105 Bank Julius Bear & Co.,Ltd 12/14/2010 100
106 KTB Asset Management Co.,Ltd 12/28/2010 100
107 Lyxor Asset Management 2/16/2011 100
108 Polaris International Securities 3/4/2011 100
Investment Co. Ltd.
109 Assicurazioni Generali S.p.A. 3/18/2011 100
110 Banco Bilbao Vizcaya Argentaria, S.A. 5/6/2011 100
111 Cathay Securities Investment Trust 6/9/2011 100
Co., Ltd.
112 Fuh Hwa Securities Investment Trust 6/9/2011 100
Co. Ltd.
113 Comgest S.A. 6/24/2011 100
114 Amundi Hong Kong Limited 7/14/2011 100
115 BlackRock Institutional Trust 7/14/2011 100
Company, N.A.
116 Grantham, Mayo, Van Otterloo & Co.LLC 8/9/2011 100
117 Monetary Authority of Singapore 10/8/2011 100
118 China Life Insurance Co., 10/26/2011 100
Ltd.Taiwan
119 Shin Kong Life Insurance Co., Ltd. 10/26/2011 100
120 Princeton University 11/25/2011 50
121 Shinko Asset Management Co., Ltd. 11/25/2011 100
122 Canada Pension Plan Investment Board 12/9/2011 600
123 Van Eck Associates Corporation 12/9/2011 100
124 Hansberger Global Investors, Inc. 12/13/2011 N/A
125 EARNEST Partners LLC 12/13/2011 150
126 Bank of Thailand 12/16/2011 300
*127 Kuwait Investment Authority 12/21/2011 1000
128 Northern Trust Global Investments 12/21/2011 100
Limited
129 Taiwan Life Insurance Co., Ltd. 12/21/2011 100
130 The Bank of Korea 12/21/2011 300
131 Ontario Teachers' Pension Plan Board 12/22/2011 100
132 Korea Investment Corporation 12/28/2011 200
133 Russell Investments Ireland Limited 12/28/2011 100
134 Metzler Asset Management GmbH 12/31/2011
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